News Briefs

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Previous Year 2012
Date
Title
05/14/2012 New System for Confidential Submission of EGC Registration Statements
05/14/2012 Publicly Filed EGC Registration Statement
05/11/2012 NYSE Proposes to Modify Listing Requirements to Conform to the JOBS Act
05/09/2012 New Yorker Article re Economics of the FCPA
05/06/2012 COBRADesk to be Replaced
05/03/2012 New JOBS Act CDIs
04/24/2012 Some Opinions on the Citigroup Vote
04/23/2012 SEC Approves Nasdaq Proposal for Alternatives to $4 Minimum Bid Price Test
04/22/2012 Fascinating NYT Investigative Report on Alleged FCPA Violations and Cover-Up at Wal-Mart
04/22/2012 Employee-Shareholders Take up the Cause of Executive Pay
04/19/2012 Some Opinions on the Citigroup Vote
04/17/2012 Citigroup Shareholders Vote No on Pay
04/17/2012 Wall Street Journal Article: Treading Carefully Around the JOBS Act
04/17/2012 Rulemaking Delays at the SEC
04/16/2012 More Staff FAQs on the JOBS Act -- Scaled Disclosure and Other Issues Related to EGCs
04/13/2012 JOBS Act Activity
04/11/2012 JOBS Act Rulemaking; SEC FAQs on the Exchange Act Registration Threshold
04/10/2012 SEC Posts FAQs re Confidential Submission of Registration Statements
03/27/2012 House Passes JOBS Bill as Amended by Senate
03/22/2012 Status of JOBS Bill
03/16/2012 More on the JOBS Act
03/15/2012 Judge Rakoff Gets a Little of His Own Medicine
03/14/2012 The JOBS Act Feels the Heat
03/08/2012 House Passes Small Business Capital Formation Bill
03/07/2012 Whatever Happened to the Conflict Minerals Rules?
03/06/2012 Crowdfunding --a Dead Leaden Anchor on Your Boat?
03/02/2012 New SEC Compliance Guide Regarding Accredited Investor Standards
02/29/2012 Proposed New Exemption from Qualification in California
02/29/2012 Proposed New Exemption from Qualification in California
02/24/2012 SEC Warning re Bogus Email
02/14/2012 New SEC CDI Regarding Say on Pay
02/14/2012 Global No-Action Relief From Exchange Act Registration for RSUs
02/07/2012 Private Ordering for Proxy Access
02/07/2012 New CTR Policy re Notification Request
01/30/2012 Academic Research Shows that Excessive Optimism Can Backfire
01/26/2012 NYSE Changes Policy Regarding Broker Voting of Uninstructed shares on corporate governance proposals
01/23/2012 Executive Pay Also an Issue in the UK
01/10/2012 Will the Web Create a New Wave of Shareholder Activism?
01/09/2012 WSJ Article re Proxy Reporting of Award with Significant Discretionary Component
01/08/2012 Article re Status of Crowd Funding Bills
01/08/2012 New SEC Guidance Regarding European Sovereign Debt Exposure

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